1. Data Consolidation & Archiving
SteelEye ingests structured data (trades, orders, market/reference feeds) along with unstructured data (emails, chats, voice recordings, Zoom, WhatsApp, etc.), consolidating everything into a single platform. Data is stored in immutable, tamper-proof format (e.g. WORM) to meet global record‑keeping regulations such as MiFID II, SEC, FINRA, MAR, IIROC, and others.
2. Integrated Surveillance: Communications & Trade
The platform natively integrates trade and communications surveillance, enabling comprehensive detection of misconduct, market abuse, and insider trading — all from the same data repository. It includes advanced monitoring for voice, chat, email, calls and translations, enriched with machine‑learning driven alerts, behaviour signals, and Compliance CoPilot triaging to reduce false positives and streamline workflows.
3. Regulatory Reporting & Best Execution
SteelEye automates MiFID II and MiFIR transaction reporting, best execution monitoring and Transaction Cost Analysis (TCA), reducing manual effort and improving accuracy in regulatory reporting and governance workflows.
4. Trade Reconstruction and eDiscovery
In preparation for regulatory demands (e.g. within 72 hours), the platform supports rapid trade reconstruction and eDiscovery, overlaying trades with communications and reference data, all searchable at a granular level.