--- title: MyComplianceOffice Reviews meta_title: 'MyComplianceOffice Reviews 2026: Details, Pricing, & Features | G2' meta_description: Filter 66 reviews by the users' company size, role or industry to find out how MyComplianceOffice works for a business like yours. aggregate_rating: rating_value: 4.2 review_count: 66 scale: '5' date_modified: '2026-07-17' parent_category: name: Governance, Risk & Compliance url: https://www.g2.com/categories/governance-risk-compliance --- # MyComplianceOffice Reviews **Vendor:** MyComplianceOffice **Category:** [Policy Management Software](https://www.g2.com/categories/policy-management) **Average Rating:** 4.2/5.0 **Total Reviews:** 66 ## About MyComplianceOffice With over 1M users globally, MCO has built a long-term compliance platform that fits the needs of financial services firms of all sizes, delivering: • A single integrated solution that checks for conflicts across systems • Centralized data for ease-of-access, consistency and unparalleled risk control • An easy-to-use interface to increase employee efficiency and adherence • A scalable modular approach to meet the unique needs of every firm With 1500 clients in over 105 countries and employees around the world, MCO delivers affordable, easy to-use compliance management technology that helps highly regulated firms better monitor, identify and remedy conflicts of interest and compliance issues. The MyComplianceOffice Compliance Management Platform contains four comprehensive compliance solutions which manage complex and burdensome processes and provide transparency into a company's potential conflicts of interest and conduct-related activities. Know Your Obligations (KYO) provides easy to use compliance oversight with the ability to deconstruct regulations, frameworks, policies and controls into visual maps that clearly communicate the obligations that require oversight and enables them to track the changes as they are made to the obligations. Know Your Employee (KYE) provides compliance teams with an easy and affordable way to monitor, manage and ensure that employee policies are followed. Intuitive interfaces enable employees to fulfil their compliance obligations with a minimum of effort. Know Your Transaction (KYT) helps the Control Room and Compliance Team mitigate risk that can originate from breaches in market manipulation, insider trading, suitability, conflicts of interest, fund mandate and investment banking activities. Know Your Third Parties (KYTP) makes it easy to oversee due diligence activities associated with third party relationships including vendors, customers, counterparties, agents and partners. ## MyComplianceOffice Pros & Cons **What users like:** - Users appreciate the **ease of use** of MyComplianceOffice, highlighting its friendly UX and easy navigation for all employees. (12 reviews) - Users value the **knowledgeable and responsive customer support** provided by MyComplianceOffice, enhancing their overall experience. (7 reviews) - Users value the **user-friendly interface** of MyComplianceOffice, facilitating a smooth experience for all employees. (6 reviews) - Users value the **efficiency** of MyComplianceOffice, noting streamlined compliance and easy management across multiple processes. (4 reviews) - Users value the **knowledgeable support team** of MyComplianceOffice, appreciating timely responses and effective assistance. (4 reviews) - Users appreciate the **prompt support response time** from MyComplianceOffice, enhancing their overall user experience. (4 reviews) - User Experience (4 reviews) - Users appreciate the **customizability** of MyComplianceOffice, enabling tailored configurations to enhance compliance oversight and functionality. (3 reviews) - Customization (3 reviews) - Intuitive (3 reviews) **What users dislike:** - Users feel the **user interface needs improvement** to enhance overall usability and streamline their experience. (7 reviews) - Users face **interface issues** with MyComplianceOffice, struggling with accuracy and accessibility between old and new systems. (4 reviews) - Users find the **outdated interface** cumbersome and ineffective, causing frequent frustrations during navigation and usage. (4 reviews) - Users experience **limited features** in MyComplianceOffice, facing challenges with integrations and outdated interface elements. (3 reviews) - Users note the **limited functionality** of MyComplianceOffice, particularly with outdated integrations and challenging workflows. (3 reviews) - Poor Customer Support (3 reviews) - UX Improvement (3 reviews) - Users find the **inadequate reporting** in MyComplianceOffice limits data extraction and hampers efficiency in review processes. (2 reviews) - Integration Issues (2 reviews) - Limited Customization (2 reviews) ## MyComplianceOffice Reviews ### 1. Intuitive Layout and a Quick, Responsive Relationship Manager **Rating:** 4.5/5.0 stars **Reviewed by:** Verified User in Capital Markets | Mid-Market (51-1000 emp.) **Reviewed Date:** June 14, 2026 **What do you like best about MyComplianceOffice?** The layout is intuitive. The relationship manager is helpful and responsive, replying quickly whenever I reach out. Once I sign in, I can immediately see the tasks I need to complete and access everything easily and quickly. **What do you dislike about MyComplianceOffice?** This might sound like a crazy comment, but the colors just don’t appeal to me. They feel a bit too institutional. This doesnt affect performance of the system or, in the end, my performance, but an initial observation each time I open the app. **What problems is MyComplianceOffice solving and how is that benefiting you?** It helps with tracking any possible conflicts we need to further review, track any risks and obligations and approvals across the business. Our regulatory landscape is changing, and MCO helps me, us, to keep up and maintain our needs in a centralized location. ### 2. MyComplianceOffice use by a federally registered Investment Adviser **Rating:** 4.5/5.0 stars **Reviewed by:** John D. | General Counsel and Chief Compliance Officer, Small-Business (50 or fewer emp.) **Reviewed Date:** March 02, 2026 **What do you like best about MyComplianceOffice?** MyComplianceOffice lets us automate compliance questions and tasks, and we know that no employee (or employee transaction) will fall through the cracks. We use MyComplianceOffice on a daily basis, and it is very easy to use. MyComplianceOffice personnel are available to help us walk through any questions or issues. **What do you dislike about MyComplianceOffice?** When we have made requests that are "out of the box" (i.e., requests that may not be typical in our industry), it can take MyComplianceOffice a while to process those particular requests. **What problems is MyComplianceOffice solving and how is that benefiting you?** We are a federally registered investment company, and MyComplianceOffice lets us automate certain certifications that we are required to obtain from all our employees on a regular basis (quarterly or annually). MyComplianceOffice also provides a solution for us to monitor employees' personal securities accounts in a way that complies with our Code of Ethics. ### 3. Always-There 24/6 Support and a True One-Stop Shop **Rating:** 5.0/5.0 stars **Reviewed by:** Danielle J. | Associate Director of Compliance, Mid-Market (51-1000 emp.) **Reviewed Date:** June 17, 2026 **What do you like best about MyComplianceOffice?** The help is always there, 24/6 support. The ability to be a one stop shop. **What do you dislike about MyComplianceOffice?** What I dislike about my compliance office is nothing serious, but the fact that I learn more about what is available and out there when I go to the conferences. **What problems is MyComplianceOffice solving and how is that benefiting you?** The manual work, and other help with the Ai tool ### 4. Hub for All Employee Info **Rating:** 4.5/5.0 stars **Reviewed by:** Rebecca J. | Chief Compliance Officer, Small-Business (50 or fewer emp.) **Reviewed Date:** June 16, 2026 **What do you like best about MyComplianceOffice?** I like having all my employees compliance information in one place. The software is easy to use and they take your feedback **What do you dislike about MyComplianceOffice?** The managed accounts for employees needs work. **What problems is MyComplianceOffice solving and how is that benefiting you?** My firm was doing everything manually using paper forms. With a system we can now be more efficient and provide data quicker. ### 5. Comments from a CCO **Rating:** 5.0/5.0 stars **Reviewed by:** Verified User in Financial Services | Mid-Market (51-1000 emp.) **Reviewed Date:** June 12, 2026 **What do you like best about MyComplianceOffice?** It provides more detail than I usually need, but you never know when it might come in handy. **What do you dislike about MyComplianceOffice?** It isn’t quite as easy to use as I expected. I find myself needing cheat sheets for a few things, because the acronyms are easy to forget if I’m not using them regularly. **What problems is MyComplianceOffice solving and how is that benefiting you?** We used to receive hundreds of paper copies of brokerage statements. Now we’re down to only a couple dozen per month, since there are still some brokers who don’t allow links through the internet systems that feed MCO reports. ### 6. Customizable Compliance, Saves Costs **Rating:** 4.0/5.0 stars **Reviewed by:** Jonathan C. **Reviewed Date:** February 13, 2026 **What do you like best about MyComplianceOffice?** I use MyComplianceOffice for know your employee matters, personal account dealing, gifts and hospitality, as well as the forms manager for attestations. I find the user interface slick, easy to use, and customizable. I also appreciate the ability to create my own forms and build complex workflows. The rules engine is comprehensive. MyComplianceOffice saves us from having to run a paper-based program or bear the initial and ongoing cost of an in-house built system. **What do you dislike about MyComplianceOffice?** I think MyComplianceOffice could be better with improved data extract reports and enhanced UI for the rules engine to make it more visual. Also, it would be great if it could expose more broker feed data to improve the efficiency of trade alert reviews. **What problems is MyComplianceOffice solving and how is that benefiting you?** I use MyComplianceOffice for employee matters, account dealing, gifts, and attestations. It saves us from paper-based programs and costly in-house systems. ### 7. Robust Compliance Reporting and Technical Capabilities **Rating:** 4.0/5.0 stars **Reviewed by:** Verified User in Investment Management | Enterprise (> 1000 emp.) **Reviewed Date:** July 07, 2026 **What do you like best about MyComplianceOffice?** reporting features and access features as well as it's technical capabilities to cover all Compliance bases **What do you dislike about MyComplianceOffice?** Many intuitive features are missing and inconsistent across modules. Requested changes take a long time. **What problems is MyComplianceOffice solving and how is that benefiting you?** All of our Compliance tasks are in one place and the ease of use for personal trading monitoring is simple and easy ### 8. Flexible, Customizable system That Adapts to Changing Needs **Rating:** 4.0/5.0 stars **Reviewed by:** Verified User in Financial Services | Enterprise (> 1000 emp.) **Reviewed Date:** June 17, 2026 **What do you like best about MyComplianceOffice?** The best part of MCO is its flexibility and customization abilities. Many of its features are self service which allows us to adapt to ever changing org structures, regulations and internal requirements on our own timeline and no additional contracts or costs. **What do you dislike about MyComplianceOffice?** There are certain modules that, from a business use side, don’t quite align to the industry expectation so are taking to work to get to where we need it. **What problems is MyComplianceOffice solving and how is that benefiting you?** Population tracking and organization of designations and groupings. Automated workflow and trigger rules, consistent reporting and visibility for different roles and teams. ### 9. Effortless Compliance Management with Stellar Support **Rating:** 5.0/5.0 stars **Reviewed by:** Lily H. | team member, Enterprise (> 1000 emp.) **Reviewed Date:** February 13, 2026 **What do you like best about MyComplianceOffice?** I mean, the user interface is really easy to follow, which is important for saving time in our fast-paced daily work. If we encounter any questions or issues, the support team is always there, and the responses are always on time. The focused, client support adds huge value, ensuring changes are made correctly. The initial setup was quite easy because our client representative was always there supporting us, which made things very easy. **What do you dislike about MyComplianceOffice?** nothing **What problems is MyComplianceOffice solving and how is that benefiting you?** I use MyComplianceOffice to review employees' personal trading and manage internal restricted lists. It makes tracking and managing daily workloads easier with an easy-to-follow interface and responsive support, saving time and adding value. ### 10. Top-Notch Client Support with Cortney **Rating:** 5.0/5.0 stars **Reviewed by:** Brandon E. | Compliance Consultant, Small-Business (50 or fewer emp.) **Reviewed Date:** February 12, 2026 **What do you like best about MyComplianceOffice?** The client support with Cortney is top notch **What do you dislike about MyComplianceOffice?** Formatting the uploads a certain way..... **What problems is MyComplianceOffice solving and how is that benefiting you?** Keeping tasks organized and making sure I know which employees to follow up with to complete tasks. We have hundreds of folks that we supervise. ### 11. Regular Enhancements Backed by a Knowledgeable Support Team **Rating:** 5.0/5.0 stars **Reviewed by:** Peter E. | Compliance Consultant, Small-Business (50 or fewer emp.) **Reviewed Date:** February 23, 2026 **What do you like best about MyComplianceOffice?** Regular platform enhancement upgrades/knowledgeable support team **What do you dislike about MyComplianceOffice?** Timely phone support used to be an issue but has since been largely resolved. **What problems is MyComplianceOffice solving and how is that benefiting you?** Phone support responsiveness. ### 12. Highly Customizable Forms and Questionnaires **Rating:** 4.5/5.0 stars **Reviewed by:** Verified User in Financial Services | Mid-Market (51-1000 emp.) **Reviewed Date:** February 12, 2026 **What do you like best about MyComplianceOffice?** The customizability of forms and questionnaires. **What do you dislike about MyComplianceOffice?** Trade rules are lacking and should incorporate AI at this point. **What problems is MyComplianceOffice solving and how is that benefiting you?** Central place for tracking and request workflows ### 13. Helpful, Responsive Support That Makes Everything Easier **Rating:** 4.5/5.0 stars **Reviewed by:** Verified User in Financial Services | Mid-Market (51-1000 emp.) **Reviewed Date:** March 26, 2026 **What do you like best about MyComplianceOffice?** The staff are very helpful and respond to queries promptly. **What do you dislike about MyComplianceOffice?** Some of the features are a bit complex to add/amend which means you have to get assistance from MCO. **What problems is MyComplianceOffice solving and how is that benefiting you?** Adding new features and making things more streamlined ### 14. Effortless Compliance Management, Easy Team Rollout **Rating:** 4.5/5.0 stars **Reviewed by:** Michael N. | Associate, Mid-Market (51-1000 emp.) **Reviewed Date:** December 18, 2025 **What do you like best about MyComplianceOffice?** Streamlined compliance and disclosure management. Very easy to manage and roll out to the team. **What do you dislike about MyComplianceOffice?** The user interface/experience could use a little work, but other than that I have no complaints. **What problems is MyComplianceOffice solving and how is that benefiting you?** Streamlined compliance and disclosure management. Very straightforward to manage and roll out to the team. ### 15. Centralizes Our Processes, but Feels Old-School with Limited Integrations **Rating:** 3.0/5.0 stars **Reviewed by:** Verified User in Financial Services | Mid-Market (51-1000 emp.) **Reviewed Date:** February 13, 2026 **What do you like best about MyComplianceOffice?** It centralizes most of our processes and always has new iterations that improve it. **What do you dislike about MyComplianceOffice?** It's a bit old school and has limited integrations (e.g., with APIs, AI, etc). **What problems is MyComplianceOffice solving and how is that benefiting you?** Employee trading monitoring, disclosure recordkeeping, and certifications. ### 16. A good program in a marathon, not a sprint. **Rating:** 3.5/5.0 stars **Reviewed by:** David C. | Compliance Officer, Mid-Market (51-1000 emp.) **Reviewed Date:** August 27, 2024 **What do you like best about MyComplianceOffice?** There are many features, some add-on a la carte, that allow admins to customize the platform to their needs. Direct feeds, OCR for statements, and monitoring technologies (i.e. third party political contributions) all help make compliance oversight easier and streamlined. **What do you dislike about MyComplianceOffice?** The conversion from our old system was a catastrophic mess. Best to leave everything behind and build from stratch. **What problems is MyComplianceOffice solving and how is that benefiting you?** We predominately use MCO for employee trade monitoring as well as a platform for reviewing marketing items. ### 17. A workable compliance solution **Rating:** 4.0/5.0 stars **Reviewed by:** Verified User in Financial Services | Mid-Market (51-1000 emp.) **Reviewed Date:** August 27, 2024 **What do you like best about MyComplianceOffice?** I really liked that we had amazing support during the transition from MCT/SCT to MCO that allowed us to perform user acceptance testing prior to rolling MCO out to our employees. I appreciate that we always receive prompt responses when we reach out to support. The UX is friendly, especially for our more challenged employees. **What do you dislike about MyComplianceOffice?** I wish some things were more customizable out of the box. **What problems is MyComplianceOffice solving and how is that benefiting you?** The ease of use is helping us mitigate the amount of time we need to spend with employees walking them through things. ### 18. I am a compliance associate with 6 years of regulatory compliance experience. **Rating:** 3.5/5.0 stars **Reviewed by:** Verified User in Investment Management | Mid-Market (51-1000 emp.) **Reviewed Date:** August 27, 2024 **What do you like best about MyComplianceOffice?** The client services team is often very quick to acknowledge questions and provide feedback. **What do you dislike about MyComplianceOffice?** Although the team is quick to provide feedback, the feedback is not always relevant to the specific case. I have had numerous situations where the feedback was not plausible, which made me seek other outside support. **What problems is MyComplianceOffice solving and how is that benefiting you?** I am not currently in communications with MCO regarding an issue. However, I like the functionality that MCO is consistenly always updating their systems to allow for better ease of usage. ### 19. Great customer support **Rating:** 5.0/5.0 stars **Reviewed by:** Lisa C. | Administrative Assistant, Small-Business (50 or fewer emp.) **Reviewed Date:** August 27, 2024 **What do you like best about MyComplianceOffice?** Support is always very helpful and responsive. Especially with transition to new portal. **What do you dislike about MyComplianceOffice?** Was little tricky to figure out new portal. **What problems is MyComplianceOffice solving and how is that benefiting you?** Creating quarterly questionnaires/affirmations. ### 20. MCO review from an administration perspective **Rating:** 3.0/5.0 stars **Reviewed by:** Julie S. | Mid-Market (51-1000 emp.) **Reviewed Date:** March 21, 2023 **What do you like best about MyComplianceOffice?** The support team at MCO is attentive and helpful when working through issues we encounter and experience in administrating MCO. Due to system constraints, they are willing to try and find workaround solutions to resolve the immediate issue. **What do you dislike about MyComplianceOffice?** The limitations and constraints of the system itself. It has a very clunky design which may have served it's purpose initially however there are a number of complexities and workflows which appear to make the overall difficult to use and implement from a user perspective. Whether this was the intention when designing the system, the current system design requires heavy administrative support from the end user which could be avoided. In terms of design, there are a number of limitations in the system design which can be amended or configured to meet certain user needs, some of which includes system messaging. It would be beneficial where system messaging is unable to be amended for the notifications and labels to be consistent throughout MCO. **What problems is MyComplianceOffice solving and how is that benefiting you?** We are currently working with MCO to reconfigure a number of our existing BAU functions to reduce the administration effort on our side. However, from the presentations provided by MCO the holdings project which is due for scoping this year will hopefully provide the biggest impact for us as an end user. However, this will ultimately depend on how they plan to re-configure the holdings calculations to resolve the underlying issues. If the holdings project isn't able to cater to our needs then there would be minimal to no improvement on the issues we are currently facing as a large percentage of our time is spent manually correcting employees holdings. Additionally, we have been working with MCO to try and obtain holdings reports for compliance reviews however due to system limitations 1 of the reports is required to be provided by MCO directly. If the reporting functionality could be enhanced this would be beneficial to both MCO and users. ### 21. Great compliance SAAS **Rating:** 5.0/5.0 stars **Reviewed by:** Jaimie P. | Small-Business (50 or fewer emp.) **Reviewed Date:** March 21, 2023 **What do you like best about MyComplianceOffice?** When I stepped into the CCO role, the system used for compliance was not user-friendly. After researching, we found that MCO best met our employee disclosure needs. The system was very easy for staff to use and allows me to monitor trades and required disclosures and create tasks for employees. **What do you dislike about MyComplianceOffice?** The only thing I would like to see changed is that when creating tasks for employees, I do not have the ability to schedule reoccurring tasks where the reoccurrence is more than a year apart, just as license renewals. **What problems is MyComplianceOffice solving and how is that benefiting you?** It gives an all-in-one software for me to monitor compliance requirements. We just completed our first SEC audit and using MCO made it easy to provide the information requested. ### 22. Simple, reliable and fairly priced Tool **Rating:** 5.0/5.0 stars **Reviewed by:** Nina G. | Small-Business (50 or fewer emp.) **Reviewed Date:** March 16, 2023 **What do you like best about MyComplianceOffice?** MCO is an easy to use - for both users and administrators - tool that runs reliably and has been serving us well for almost 10 years now. It is a straightforward, no nonsense tool that does what it should and if there are any issues, the service desk is very responsive and helpful. It is webbased so can be accessed anytime anywhere as administrator and offers an App which is highly apreciated by the users. 5 star rating from us! **What do you dislike about MyComplianceOffice?** There isn't honestly anything I dislike about the system, it works really well for us in the way that we use it. Maybe for larger offices the downside is that it is not easily individually configurable as I understand it, but as haven't had to do this anyway it wasn't an issue for us. **What problems is MyComplianceOffice solving and how is that benefiting you?** We mainly use MCO for managing pre-clearance and post-trade reporting of employees et al. concerning our restricted stocks. Further, it helps us with our Quarterly Employee Trade reviews and our Annual Compliance Confirmations. ### 23. Comprehensive compliance platform **Rating:** 4.0/5.0 stars **Reviewed by:** Verified User in Financial Services | Small-Business (50 or fewer emp.) **Reviewed Date:** August 03, 2023 **What do you like best about MyComplianceOffice?** User friendly yet multi-functional for effective maintenance of different aspects of compliance and internal controls. **What do you dislike about MyComplianceOffice?** Migration to new user interface has been sporadic and confusing for sections that are not fully functional yet. **What problems is MyComplianceOffice solving and how is that benefiting you?** System helps to maintain and organise personal dealing accounts/holdings records. Firmwide distribution of initial, quarterly and annual policy attestations for new and existing employees. **Official Response from Nayara Barbosa:** > The transition from the old to the new interface has been a significant change, and we apologize for any inconvenience you are experiencing during this process. The move to the new interface has been much more time consuming than we originally planned, but we are making progress with each release. The end goal is to have all of the same functionality that was available in the old user interface plus additional features and functions via the newer technology. We apologize that this has taken so long, but we are working hard to get it done as quickly as possible. Thank you for your feedback. ### 24. MCO is Instrumental for Compliance Needs! **Rating:** 4.5/5.0 stars **Reviewed by:** Melissa L. | Small-Business (50 or fewer emp.) **Reviewed Date:** March 16, 2023 **What do you like best about MyComplianceOffice?** MyComplianceOffice is a one-stop portal for all of our compliance needs. It has been instrumental in streamlining our compliance processes in-house, and we have found great value in it! **What do you dislike about MyComplianceOffice?** I have not yet experienced any real dislikes with MCO. It would be helpful if some of the questionnaires/forms allowed deeper formatting changes. It would also be helpful if some of the assignments stemming from tasks get approval/denial buttons. **What problems is MyComplianceOffice solving and how is that benefiting you?** Our firm signed on with MCO primarily for electronic data feeds. Our employees and registered representatives have many brokerage accounts, so we were receiving an enormous amount of mail/paper. The thought of there being a way to have the brokerage data come in electronically was very enticing. The electronic data feeds have streamlined our brokerage process from adding accounts/reviewing accounts to terminating accounts. We have saved paper and time! ### 25. MCO review **Rating:** 3.5/5.0 stars **Reviewed by:** Hazel C. | Small-Business (50 or fewer emp.) **Reviewed Date:** July 27, 2023 **What do you like best about MyComplianceOffice?** It is very user friendly and easy to use **What do you dislike about MyComplianceOffice?** The fact that the company has to pay extra once the allocated time initially given has elapsed. **What problems is MyComplianceOffice solving and how is that benefiting you?** I believe soon the old MCO will be removed which would make it easier to just focus on one section of the software **Official Response from Nayara Barbosa:** > Hi Hazel, thank you for your review and feedback! We're glad to hear that you like the user interface and find it easy to use. We are not sure that we understand your comment on the dislike section of the review. We would be happy to assist in this matter. If interested, please contact MCO Customer Support. Thank you. ### 26. MCO allows us to seamlessly and efficiently streamline our Compliance (and other) processes. **Rating:** 4.0/5.0 stars **Reviewed by:** Verified User in Financial Services | Mid-Market (51-1000 emp.) **Reviewed Date:** July 27, 2023 **What do you like best about MyComplianceOffice?** Being able to centralize all your important Compliance related processes in a single place. Scheduling these processes and relying on MCO to do the 'chasing' for you in case users forget to complete their assignments by their due date! **What do you dislike about MyComplianceOffice?** Having to use two different interfaces (an old and a new UI) is not ideal. But I understand MCO is working hard to having this resolved soon and work is clearly progressing on this. **What problems is MyComplianceOffice solving and how is that benefiting you?** Compliance Monitoring Programme and Regulatory requirements **Official Response from Nayara Barbosa:** > Thank you for your review and feedback! We're glad to hear that MCO helps your firm with Compliance and other processes. We appreciate your understanding of the two-interface situation. Our team is indeed working hard to resolve this matter, and we are making progress towards moving all features and functions to the new interface with each release. We are committed to providing a unified and user-friendly experience for all our customers. Thank you again for your feedback. ### 27. On boarding now but so far all good **Rating:** 4.0/5.0 stars **Reviewed by:** Michael S. | Small-Business (50 or fewer emp.) **Reviewed Date:** July 27, 2023 **What do you like best about MyComplianceOffice?** onboarding help is excellent. lots of options for expanded service **What do you dislike about MyComplianceOffice?** a lot to learn and set up. takes a long time - longer than I would have thought, but necessary **What problems is MyComplianceOffice solving and how is that benefiting you?** not necessarily solving problems but will make some things much easier ### 28. Quality platform to small RIA **Rating:** 5.0/5.0 stars **Reviewed by:** Christian B. | Small-Business (50 or fewer emp.) **Reviewed Date:** March 21, 2023 **What do you like best about MyComplianceOffice?** The user interface and admin tools are simple to understand. The onboarding process is well run and customer support is prompt. Broker engagement is well run. Employee onboarding is simple. **What do you dislike about MyComplianceOffice?** MCO needs to finish integrating the old UI and new UI so that admin does not have to switch between interfaces. Some of the reporting tables need to be updated to standard modern CMS. The platform needs to allow batch export of completed documents and have a better system for recording reviewer comments. **What problems is MyComplianceOffice solving and how is that benefiting you?** Basic RIA compliance management for policies, procedures, and trade management. Platform does everything we need other than communication archiving. ### 29. Easy to use interface for both new and older UI **Rating:** 4.5/5.0 stars **Reviewed by:** Verified User in Financial Services | Mid-Market (51-1000 emp.) **Reviewed Date:** May 31, 2023 **What do you like best about MyComplianceOffice?** MyComplianceOffice has an Intuitive interface, I don't believe I have ever had to use any kind of guide. or instructions. I also like the prompt support I receive when reaching out for help. **What do you dislike about MyComplianceOffice?** MyComplianceOffice has too short of a timeout period, although I understand this is for security. **What problems is MyComplianceOffice solving and how is that benefiting you?** MyCompianceOffice handles all of our personal trading requests and tracking, code of conduct completion and tracking. and many other compliance-related tracking. ### 30. easy to use **Rating:** 5.0/5.0 stars **Reviewed by:** Verified User in Financial Services | Small-Business (50 or fewer emp.) **Reviewed Date:** February 14, 2024 **What do you like best about MyComplianceOffice?** streamlines business requirements, straightforward **What do you dislike about MyComplianceOffice?** Wish adding specific securities was easier/autopopulated **What problems is MyComplianceOffice solving and how is that benefiting you?** submitting trades for review ### 31. Helped my startup **Rating:** 5.0/5.0 stars **Reviewed by:** Snehha R. | Chief Operating Officer, Small-Business (50 or fewer emp.) **Reviewed Date:** August 10, 2023 **What do you like best about MyComplianceOffice?** I like there plan for startup compliance also they had a mobile app which make it easy to use on the go. **What do you dislike about MyComplianceOffice?** Pricing little expensive as a startup you can afford to continue **What problems is MyComplianceOffice solving and how is that benefiting you?** We were not at all organised when it comes to compliance and documentation and it was much needed with them we got all complaince issue sorted withing couple of months ### 32. MCO has many issues **Rating:** 3.5/5.0 stars **Reviewed by:** Verified User in Financial Services | Mid-Market (51-1000 emp.) **Reviewed Date:** July 27, 2023 **What do you like best about MyComplianceOffice?** It helps to make reporting of gifts and entertainment a lot easier by offering reports to be downloaded. **What do you dislike about MyComplianceOffice?** Only 1 provider is allowed per request, bulk upload is not working as intended, certain data gets deleted over time, too many mandatory fields. **What problems is MyComplianceOffice solving and how is that benefiting you?** Rather than keeping track of individual requests, MCO tracks all the requests in one central location and allows an easy approval process via rules. **Official Response from Nayara Barbosa:** > Thank you for your response and feedback. We are not aware that any of our upload templates/processes are not working properly; however, we are happy to investigate this further if you don’t mind reaching out to MCO Customer Support. Our standard data deletion process deletes data that is 7-years old (or older), and all data deletions must be requested and approved by the client. Please contact MCO Customer Support for additional assistance with any of these items. Thank you again for your feedback. ### 33. Comprehensive Compliance Tool **Rating:** 4.0/5.0 stars **Reviewed by:** Brooke D. | Compliance Officer, Mid-Market (51-1000 emp.) **Reviewed Date:** May 25, 2023 **What do you like best about MyComplianceOffice?** It has all the features we need for our firm in an easy to use interface. **What do you dislike about MyComplianceOffice?** The customer service team has been lackluster in the past. When we've needed to reach them, it's been hard to get responses via email and taken a long time to get to solutions. **What problems is MyComplianceOffice solving and how is that benefiting you?** Personal trading tracking and alerts, outside business activities, political contributions ### 34. New MCO user **Rating:** 4.5/5.0 stars **Reviewed by:** Lisa L. | Small-Business (50 or fewer emp.) **Reviewed Date:** March 21, 2023 **What do you like best about MyComplianceOffice?** I had a great experience with onboarding. My onboarding team was responsive, well versed in the software and made sure I understood everything I needed to before concluding the onboarding. MCO is already saving me time and effort with respect to our compliance program. **What do you dislike about MyComplianceOffice?** Some things are not available in new MCO...so need to go back and forth between classic and new modules. **What problems is MyComplianceOffice solving and how is that benefiting you?** Personal trading reviews and compliance manual attestations. MCO now automates brokerage and trade info. I also have set up tasks for annual attestations. ### 35. 9 year user **Rating:** 5.0/5.0 stars **Reviewed by:** Matt L. | Mid-Market (51-1000 emp.) **Reviewed Date:** March 15, 2023 **What do you like best about MyComplianceOffice?** MCO is very user friendly and helps streamline a lot of our compliance responsibilities. It can also be customized to fit your specific needs. **What do you dislike about MyComplianceOffice?** There's not much to dislike. Occasionally, during software updates, it can go a little slow but that doesn't happen often. **What problems is MyComplianceOffice solving and how is that benefiting you?** The advertising review portal and trade review portal are the most beneficial to our uses. The time spent on these activities was drastically reduced once we started using MCO. Also, having the centralized record keeping has made our production efforts much more efficient. ### 36. MyComplianceOffice Review **Rating:** 5.0/5.0 stars **Reviewed by:** Michael N. | Senior Analyst, Mid-Market (51-1000 emp.) **Reviewed Date:** May 11, 2023 **What do you like best about MyComplianceOffice?** Easy to use for both administrators and users/team members. It's a very straightforward and user-friendly tool that we've had in place for several years now. Our account team is very responsive if we do happen to have any issues. **What do you dislike about MyComplianceOffice?** Sometimes the integrations and the workflows can be a bit difficult. So there are some limitations that we have run into, but overall it has been a great solution for us so far. **What problems is MyComplianceOffice solving and how is that benefiting you?** It has helped us manage our pre-clearance and post-trade reporting of employees. Also for managing Quarterly Employee Trade reviews and our Annual Compliance Confirmations. ### 37. Control Room feedback **Rating:** 4.0/5.0 stars **Reviewed by:** Verified User in Financial Services | Enterprise (> 1000 emp.) **Reviewed Date:** July 27, 2023 **What do you like best about MyComplianceOffice?** The functionality, in certain instances, is very good and the user interface is clear and easy to use. **What do you dislike about MyComplianceOffice?** MCO apparently does not have a dedicated testing environment, which causes problems for implementation testing when using live data. **What problems is MyComplianceOffice solving and how is that benefiting you?** Conflicts management. The system allows for broad conflicts checks across firm deals/mnpi and employee information (i.e. employee trades, OBAs, PSTs). **Official Response from Nayara Barbosa:** > Thank you for your review and feedback! We're glad to hear that you like the user interface and find it easy to use. MCO does offer an option to clients to have a test instance, and we would be glad to set one up for you. Please contact your Implementation Manager for further details, or contact MCO Customer Support for more information. Thank you. ### 38. Very powerfull and robust system - prepared to scale to a bigger company **Rating:** 4.5/5.0 stars **Reviewed by:** Paulo C. | Mid-Market (51-1000 emp.) **Reviewed Date:** March 15, 2023 **What do you like best about MyComplianceOffice?** Super complex tools - need to learn how to use, but once you learn it, the tool will support a lot of Compliance process in the Organization. **What do you dislike about MyComplianceOffice?** It is too complex. Sometimes I feel that we're losing opportunities not using some features of the system because of its complexity. And customizations are hard to obtain as well. **What problems is MyComplianceOffice solving and how is that benefiting you?** Patria uses MCO to control several Compliance process, generating evidences, paper track, audit logs, etc. It avoids informal controls and centralize all the workflows in one single platform. ### 39. I had a good overall experience with MyComplianceOffice. No issues to note. **Rating:** 4.0/5.0 stars **Reviewed by:** Verified User in Financial Services | Enterprise (> 1000 emp.) **Reviewed Date:** July 27, 2023 **What do you like best about MyComplianceOffice?** I like how easy it is to navigate and find different applications within the system. **What do you dislike about MyComplianceOffice?** I really only used a few of the applications within the system but didn't have any concerns or complaints with any of those. **What problems is MyComplianceOffice solving and how is that benefiting you?** My Compliance Office helps to solve any problems with checking restricted list updates and new user updates. ### 40. Good support team and access to direct broker feeds **Rating:** 4.0/5.0 stars **Reviewed by:** Verified User in Investment Management | Enterprise (> 1000 emp.) **Reviewed Date:** May 25, 2023 **What do you like best about MyComplianceOffice?** The support team is helpful and accessible. The user interface is very easy to use. The network of broker feeds appears to consistently grow. **What do you dislike about MyComplianceOffice?** The technical issues that tend to come with the new releases. **What problems is MyComplianceOffice solving and how is that benefiting you?** Visibility of employee trading activity and proper rule setups are critical for an effective oversight of a Personal Investment Policy. MCO's rules are robust enough to maximize efficiency and reduce noise without sacrificing the strength of our monitoring controls. ### 41. User friendly system **Rating:** 4.0/5.0 stars **Reviewed by:** Verified User in Financial Services | Small-Business (50 or fewer emp.) **Reviewed Date:** July 28, 2023 **What do you like best about MyComplianceOffice?** new interface is user friendly for all staff **What do you dislike about MyComplianceOffice?** the transition from old to new interface was not as smooth as we had hope **What problems is MyComplianceOffice solving and how is that benefiting you?** We use it mostly for attestations and it's much more convenient then sending email confirmations from record keeping purposes **Official Response from Nayara Barbosa:** > Thank you for your review and feedback! We're glad to hear that you find the new interface user-friendly and that your team likes it. The transition from the old to the new interface has been a significant change, and we apologize for any inconvenience you are experiencing during this process. The move to the new interface has been much more time-consuming than we originally planned, but we are making progress with each release. The end goal is to have all of the same functionality that was available in the old user interface plus additional features and functions via the newer technology. We apologize that this has taken so long, but we are working hard to get it done as quickly as possible. Thank you again for your feedback. ### 42. Executive compliance officer working for the GCD Team in Mauritius on the US Cluster **Rating:** 4.0/5.0 stars **Reviewed by:** Verified User in Outsourcing/Offshoring | Small-Business (50 or fewer emp.) **Reviewed Date:** July 28, 2023 **What do you like best about MyComplianceOffice?** The previous version of MCO was user Friendly with tabs and sub tabs easily accessible. **What do you dislike about MyComplianceOffice?** The last updates to MCO made the tool kind of more time consuming to locte sub tabs. **What problems is MyComplianceOffice solving and how is that benefiting you?** Conducting periodic reviews on assignments assigned to users. ### 43. Train Wreck **Rating:** 0.0/5.0 stars **Reviewed by:** Verified User in Capital Markets | Enterprise (> 1000 emp.) **Reviewed Date:** July 27, 2023 **What do you like best about MyComplianceOffice?** When i do not have to use it it has been a drastic step down **What do you dislike about MyComplianceOffice?** It is bulky, not accurate, you have to go to the old interface to restrict things. Feeds are down often and it is not easy to use. **What problems is MyComplianceOffice solving and how is that benefiting you?** it is supposed to be a one stop shop for disclosures, employee trade feeds and policies. It is none of that after 4 months on the system **Official Response from Nayara Barbosa:** > We regret to hear that you find our tool bulky and inaccurate, but we very much appreciate your input. We'll take your comments into account as we work towards improving accuracy and streamlining the user experience. Additionally, we are actively working on addressing any feed-related issues. If you need assistance with anything, please contact MCO Customer Support. We want to help. Thank you for your feedback. ### 44. Intuitive, simple to use **Rating:** 4.5/5.0 stars **Reviewed by:** Verified User in Investment Management | Small-Business (50 or fewer emp.) **Reviewed Date:** July 28, 2023 **What do you like best about MyComplianceOffice?** One place to do all personal trading and gift & ent reporting Intuitive Doesn't require a lot of training **What do you dislike about MyComplianceOffice?** Dashboard didn't come up originally - found it in KYE **What problems is MyComplianceOffice solving and how is that benefiting you?** reporting on trading and gifts & ent **Official Response from Nayara Barbosa:** > Thank you for your review and feedback! We're glad to hear that you like MCO's functionalities for personal trading compliance and gifts and entertainment reporting. Thank you again for your feedback. ### 45. Easy Onboarding with Excellent Staff **Rating:** 5.0/5.0 stars **Reviewed by:** Bill Y. | Marketing Coordinator, Small-Business (50 or fewer emp.) **Reviewed Date:** March 15, 2023 **What do you like best about MyComplianceOffice?** The staff at MyComplianceOffice is excellent and very thorough in their onboarding effort. **What do you dislike about MyComplianceOffice?** MyComplianceOffice is upgrading its software so you may have to switch to its legacy version to complete your work. **What problems is MyComplianceOffice solving and how is that benefiting you?** We needed to track employees' trades during the quarterly rebalance of indexes. This goes beyond government regulations, but we wanted to be ahead of the curve. MyComplianceOffice allows us to do so automatically. ### 46. Taking the Difficulty out of Reamaining in Compliance **Rating:** 4.0/5.0 stars **Reviewed by:** Rivka W. | Accountant, Small-Business (50 or fewer emp.) **Reviewed Date:** March 16, 2023 **What do you like best about MyComplianceOffice?** I like that the online portal is accessible to all my employees and can be set up to generate automatic reminders of reporting needed. **What do you dislike about MyComplianceOffice?** Sometimes it is hard to check what remains outstanding. Getting all the feeds set up was a bit tedious and overwhelming. **What problems is MyComplianceOffice solving and how is that benefiting you?** We are an SEC Registered Investment Advisor. MCO helps us stay in compliance with all their reporting regulations. ### 47. I used mycompliance office and I am really satisfied with the team's actions and responsivity **Rating:** 5.0/5.0 stars **Reviewed by:** Nadir S. | Small-Business (50 or fewer emp.) **Reviewed Date:** March 15, 2023 **What do you like best about MyComplianceOffice?** Easy, straight, and forward to use. At any problem, the team is here to listen and respond to my concerns or blockages **What do you dislike about MyComplianceOffice?** Sometimes before I trade, I request and get approval, but it doesn't appear on their end. When they contact me, I have to send them screenshots of my approved queries **What problems is MyComplianceOffice solving and how is that benefiting you?** Keep MyCompliance team updated and save time for reporting my trades ### 48. Review **Rating:** 4.0/5.0 stars **Reviewed by:** Verified User in Accounting | Small-Business (50 or fewer emp.) **Reviewed Date:** May 26, 2023 **What do you like best about MyComplianceOffice?** Good user interface & accessibility to reports. **What do you dislike about MyComplianceOffice?** Clunkiness for reviewing personal trades and small loading time delay between each click. **What problems is MyComplianceOffice solving and how is that benefiting you?** I maintain day-to-day compliance operations. ### 49. User Friendly and Quick **Rating:** 4.5/5.0 stars **Reviewed by:** Siddharth J. | Founding Principal, Senior Site Reliability Engineer, Mid-Market (51-1000 emp.) **Reviewed Date:** March 15, 2023 **What do you like best about MyComplianceOffice?** Very User friendly and quick with no distractions. **What do you dislike about MyComplianceOffice?** Can be improved to make the UI look simple with tiled approach. **What problems is MyComplianceOffice solving and how is that benefiting you?** Attest internal policies and declarations. ### 50. Decent with bugs **Rating:** 3.0/5.0 stars **Reviewed by:** Verified User in Venture Capital & Private Equity | Mid-Market (51-1000 emp.) **Reviewed Date:** July 27, 2023 **What do you like best about MyComplianceOffice?** MCO makes it easy to upload data feeds for employees' brokerage accounts **What do you dislike about MyComplianceOffice?** the transition from old MCO to new MCO has made it clunky to switch between the two **What problems is MyComplianceOffice solving and how is that benefiting you?** monitoring accounts **Official Response from Nayara Barbosa:** > Thank you for your review and feedback! We're glad to hear that we help your firm with data feeds. We understand that switching between the old and new MCO interfaces has been challenging for our clients. The move to the new interface has been much more time-consuming than we originally planned, but we are making progress with each release. The end goal is to have all of the same functionality that was available in the old user interface plus additional features and functions via the newer technology. We apologize that this has taken so long. Thank you for your feedback. - [View MyComplianceOffice pricing details and edition comparison](https://www.g2.com/products/mycomplianceoffice/reviews?section=pricing&secure%5Bexpires_at%5D=2026-07-19+14%3A45%3A22+-0500&secure%5Bsession_id%5D=3022d1e3-1e2f-45f6-a998-e6934c3c4050&secure%5Btoken%5D=8390f8199d1fd7f3771eeed73aab80e205c97692e38e5bcf04f354fba9553ffb&format=llm_user) ## MyComplianceOffice Integrations - [Slack](https://www.g2.com/products/slack/reviews) - [Workday HCM](https://www.g2.com/products/workday-hcm/reviews) ## MyComplianceOffice Features **Platform Data** - Visualization **Functionality** - Email Storage - Encryption - Reporting - Email Analysis - Migration - Archive Backup **Risk Assessment** - Scoring - AI **Generative AI** - AI Text Generation - AI Text Summarization **Generative AI** - AI Text Generation - AI Text Summarization **Policy Management - Digital Communications Governance** - Communications Policies Enforcement And Tracking - Customizable Policy Templates **Platform Interoperability** - Pre-Built Connectors **Risk Control** - Reviews - Policies - Workflows **Surveillance - Digital Communications Governance** - Real-Time Monitoring Of Digital Communications Channels - Alert System To Identify And Address Violation Of Policies **Platform AI Features - Policy Management** - Reports - Workflow Management **Agentic AI - Regulatory Change Management** - Autonomous Task Execution - Multi-step Planning - Cross-system Integration - Natural Language Interaction - Proactive Assistance **Agentic AI - Email Archiving** - Autonomous Task Execution - Multi-step Planning - Cross-system Integration - Proactive Assistance - Decision Making **Platform Additional Functionality** - Dashboard - Multi-Factor Analysis - Cloud **Monitoring** - Vendor Performance - Notifications - Oversight **Analytics and Reporting - Digital Communications Governance** - Tools To Analyze Communication Trends And Patterns - Compliance Metrics **Platform Basics** - Reporting **Reporting** - Templates - Centralized Data - 360 View **Compliance Management - Digital Communications Governance** - Legal Requirements - Regulations Change Updates **Agentic AI - Third Party & Supplier Risk Management** - Adaptive Learning - Decision Making **Agentic AI - Financial Risk Management** - Natural Language Interaction ## Top MyComplianceOffice Alternatives - [Optro](https://www.g2.com/products/optro/reviews) - 4.6/5.0 (1,586 reviews) - [Workiva](https://www.g2.com/products/workiva-workiva/reviews) - 4.5/5.0 (2,131 reviews) - [Secureframe](https://www.g2.com/products/secureframe/reviews) - 4.7/5.0 (807 reviews)