--- title: Comply Reviews meta\_title: 'Comply Reviews 2026: Details, Pricing, & Features | G2' meta\_description: Filter 23 reviews by the users' company size, role or industry to find out how Comply works for a business like yours. aggregate\_rating: rating\_value: 4.1 review\_count: 23 scale: '5' date\_modified: '2026-08-07' parent\_category: name: Financial Services url: https://www.g2.com/categories/financial-services --- # Comply Reviews & Product Details Claimed ###### Profile Status This profile is currently managed by Comply but has limited features. Are you part of the Comply team? [Upgrade your plan](https://sell.g2.com) to enhance your branding and engage with visitors to your profile! Comply is the leading global provider of comprehensive regulatory compliance software and solutions for the financial services sector. Headquartered in Arlington, Comply serves over 5,100 clients globally, including RIAs, broker-dealers, private funds, and global financial institutions. Our Comply Platform provides an all-in-one approach to address firm and employee compliance requirements through a configurable and scalable software-as-a-service (SaaS) platform coupled with expert consulting services. The Comply platform delivers a unified “command center” for modern compliance. Key capabilities include employee trade monitoring, certifications & attestations, risk assessments, case management, control room and conflict checking, communications archiving, and political contributions monitoring. With deep integrations and advanced workflows, Comply enables compliance teams to automate routine tasks, connect insights across the firm, and maintain a complete audit trail — all in a mobile-first, user-friendly experience. Comply empowers financial firms to turn compliance from a manual, fragmented process into a proactive and defensible program. By helping firms anticipate risks, close gaps faster, and prove supervision in action, Comply supports compliance leaders in staying ahead of enforcement trends, scaling with confidence, and safeguarding their firm’s reputation. Whether for a newly registered RIA or a global private fund manager, Comply provides the infrastructure firms need to build resilient, future-ready compliance programs. * * * Seller [Comply](https://www.g2.com/sellers/comply) Discussions [Comply Community](https://www.g2.com/products/comply-comply/discuss) Languages Supported English Overview by Marilou Poupon Show More ## Value at a Glance Averages based on real user reviews. ### Time to Implement 1 month ### Return on Investment 2 months [ View More Pricing Information ](https://www.g2.com/products/comply-comply/pricing) ## Top-Rated Alternatives [ ![NinjaOne](/assets/transparent-ad5be28fbcd25b7b08d2cebe1d957125437fb5407d75ee717965ad22c8808791.gif "NinjaOne") NinjaOne 4.7/5(5,024) ](https://www.g2.com/products/ninjaone/reviews) [ ![Optro](/assets/transparent-ad5be28fbcd25b7b08d2cebe1d957125437fb5407d75ee717965ad22c8808791.gif "Optro") Optro 4.6/5(1,621) ](https://www.g2.com/products/optro/reviews) [ ![Maximizer](/assets/transparent-ad5be28fbcd25b7b08d2cebe1d957125437fb5407d75ee717965ad22c8808791.gif "Maximizer") Maximizer 4/5(672) ](https://www.g2.com/products/maximizer/reviews) [ View All Alternatives ](https://www.g2.com/products/comply-comply/competitors/alternatives) ## User Insights Average based on 23 real user reviews. Implementation Time 1 month [Log in to unlock pricing and user insights](/login) ## Comply Integrations (2) What do users say about integrations? Integration information sourced from real user reviews. [ ![Product Avatar Image](/assets/transparent-ad5be28fbcd25b7b08d2cebe1d957125437fb5407d75ee717965ad22c8808791.gif "Product Avatar Image") Redtail Technology ](https://www.g2.com/products/redtail-technology/reviews)[ ![Product Avatar Image](/assets/transparent-ad5be28fbcd25b7b08d2cebe1d957125437fb5407d75ee717965ad22c8808791.gif "Product Avatar Image") Workday HCM ](https://www.g2.com/products/workday-hcm/reviews) Show More ![Kevin C.](/assets/transparent-ad5be28fbcd25b7b08d2cebe1d957125437fb5407d75ee717965ad22c8808791.gif "Kevin C.") KC Kevin C. Operations Analyst Small-Business (50 or fewer emp.) 1/13/2026 "Comprehensive, User-Friendly Compliance Solution with Outstanding Support" 5/5 What do you like best about Comply? Comply is a comprehensive compliance solution that has greatly enhanced our compliance program. Tools like the Annual Review Tool and Risk Assessment have made our processes more efficient and centralized everything we need. The Compliance calendar is especially useful, allowing us to track outstanding compliance tasks each day and better prioritize my workload. The software itself is user-friendly, and our employees regularly use it to submit compliance activities for review. Additionally, the customer support team is approachable and always ready to assist with filings and any other requirements. Review collected by and hosted on G2.com. What do you dislike about Comply? There’s very little we dislike about Comply. The main issue that comes to mind is that the Continuing Education credits for the IAR CE Requirement tend to be somewhat dull and challenging to complete. In addition, we would appreciate more proactive outreach from our compliance consultant, as the current approach feels more reactive than we would like. Review collected by and hosted on G2.com. What problems is Comply solving and how is that benefiting you? Comply has been instrumental in helping us establish a centralized repository for all our compliance-related matters. All compliance tasks and activities are stored in one location, making it easy to export them whenever necessary. The team is also responsive and available to address any specific questions we may have. Overall, they serve as a comprehensive compliance partner for our needs. Review collected by and hosted on G2.com. Show More Current UserValidated ReviewerIncentivizedSource: Seller invite VC Veronica C. Administrator and Co-Compliance Officer Small-Business (50 or fewer emp.) 8/28/2025 "Outstanding Service Rendered" 5/5 What do you like best about Comply? What I appreciate most about this service is the overall ease of use—everything is straightforward and intuitive. The ease of implementation made getting started simple and stress-free, which I greatly value. Their customer support has been outstanding, always responsive and helpful whenever I’ve reached out. I also find that the platform encourages frequent use, as it is reliable and efficient in meeting daily needs. The wide number of features provides flexibility without feeling overwhelming, and each tool integrates seamlessly into my workflow. The ease of integration with existing systems further enhances productivity and makes this service an excellent fit. Overall, my experience has been extremely positive, and I highly recommend it. Review collected by and hosted on G2.com. What do you dislike about Comply? Thus far, my experience has been entirely positive without any downsides. Review collected by and hosted on G2.com. What problems is Comply solving and how is that benefiting you? The service provides excellent assistance with maintaining accuracy in notes, ensures detailed and reliable archiving of client financial information, and offers great support with compliance regulations. Review collected by and hosted on G2.com. Show More 11/25/2025 Current UserValidated ReviewerIncentivizedSource: Seller invite ![Jennifer P.](/assets/transparent-ad5be28fbcd25b7b08d2cebe1d957125437fb5407d75ee717965ad22c8808791.gif "Jennifer P.") JP Jennifer P. Financial Analyst Oil & Energy Small-Business (50 or fewer emp.) 8/26/2025 "Sweet option for small RIAs" 5/5 What do you like best about Comply? Under COMPLY, we utilize RIA in a Box for all of our compliance needs. I feel comfortable knowing that the services will keep us SEC compliant throughout the year! The customer service they provide is awesome and a friendly, professional rep always replies to our service requests quickly. Review collected by and hosted on G2.com. What do you dislike about Comply? I have found no downside to using RIAinaBox at this time. Review collected by and hosted on G2.com. What problems is Comply solving and how is that benefiting you? RIA in a Box gives us a specific list of compliance tasks, including due dates and reminders. The explanation of tasks on the Compliance Calendar is a great benefit to me! Review collected by and hosted on G2.com. Show More 12/9/2025 Current UserValidated ReviewerIncentivizedSource: Seller invite ![Verified User in Venture Capital & Private Equity](/assets/icons/anonymous-avatar-purple-4ae1032bdb50ee5682003170c8184aee790d25958bd397abbd384ba52c596a7b.svg "Verified User in Venture Capital & Private Equity") AV Verified User in Venture Capital & Private Equity Mid-Market (51-1000 emp.) 10/22/2025 "Exceptionally end-user-friendly" 5/5 What do you like best about Comply? ComplySci is exceptionally end-user-friendly, especially compared to other similar platforms. Our employees appreciate how intuitive it is and how it takes “fewer clicks” to get to a result. The interface is streamlined, which makes daily use fast and efficient — I personally use it several times each day. From an admin perspective, I value the level of control and flexibility it provides; we can configure many aspects of our site ourselves — such as creating certifications, adding custom securities, and managing employee records — without having to rely on support. The dedicated customer support team assigned to us is fantastic, friendly, and knowledgeable, which makes interactions easy and effective. Overall, ComplySci combines strong functionality with a simple, efficient user experience. Review collected by and hosted on G2.com. What do you dislike about Comply? While overall support is responsive and helpful, there can occasionally be some variability in the level of familiarity with our specific setup when working with the broader support team. Additionally, like many SaaS platforms, new software releases can sometimes introduce minor bugs that temporarily affect site performance. These issues are typically resolved quickly, but they can cause short-term disruption. Review collected by and hosted on G2.com. What problems is Comply solving and how is that benefiting you? We use Comply to administer our Code of Ethics. Without Comply (or a similar platform), we would have a huge administrative burden. Review collected by and hosted on G2.com. Show More Current UserValidated ReviewerIncentivizedSource: Seller invite ![Verified User in Insurance](/assets/icons/anonymous-avatar-purple-4ae1032bdb50ee5682003170c8184aee790d25958bd397abbd384ba52c596a7b.svg "Verified User in Insurance") UI Verified User in Insurance Small-Business (50 or fewer emp.) 4/7/2026 "Comply Makes Compliance Training Quick, Clear, and Easy to Stay On Track" 5/5 What do you like best about Comply? Comply is easy to use and helps keep me on track with required compliance courses and related actions. The courses are straightforward, quick to work through, and easy to understand and complete. Review collected by and hosted on G2.com. What do you dislike about Comply? I don’t really have any pain points when using Comply. Review collected by and hosted on G2.com. What problems is Comply solving and how is that benefiting you? Staying on track with compliance training and related tasks is imperative, and Comply makes it effortless. Review collected by and hosted on G2.com. Show More 4/21/2026 Current UserValidated ReviewerIncentivizedSource: G2 invite ![Verified User in Financial Services](/assets/icons/anonymous-avatar-purple-4ae1032bdb50ee5682003170c8184aee790d25958bd397abbd384ba52c596a7b.svg "Verified User in Financial Services") AF Verified User in Financial Services Mid-Market (51-1000 emp.) 8/26/2025 "A great resource to monitor outside accounts of employees." 4.5/5 What do you like best about Comply? They are always available and have solutions in a very timely manner. Always courteous and resourceful. I monitor multiple Wall Street firms, and their system is the easiest and fastest for monitoring, notification of violations, and reviewing to comply with FINRA regulations. Receiving pre-approval requests daily and reviewing transactions weekly, Comply allows me to better utilize my time where needed. Implementation was well designed for getting up and running quickly and efficiently. Review collected by and hosted on G2.com. What do you dislike about Comply? Just remember that YOU have to contact other brokerage firms to get the required documentation to establish the link. Then, you have to go to their websites and enter the accounts to be monitored. It would be nice if Comply would do all of this for you. Review collected by and hosted on G2.com. What problems is Comply solving and how is that benefiting you? Comply allows me to be compliant with FINRA rule 3210 in monitoring accounts of employees located outside the firm. Review collected by and hosted on G2.com. Show More Current UserValidated ReviewerIncentivizedSource: Seller invite ![Verified User in Investment Management](/assets/icons/anonymous-avatar-purple-4ae1032bdb50ee5682003170c8184aee790d25958bd397abbd384ba52c596a7b.svg "Verified User in Investment Management") AI Verified User in Investment Management Small-Business (50 or fewer emp.) 8/19/2025 "Solid team, solid platform" 5/5 What do you like best about Comply? We use the MyRIACompliance platform and the higher service level with dedicated consultant hours. The platform is easy to set up and easy for employees to use. It has the tools that our team needs and COMPLY has added features during the time we've been clients. We've been very happy with both our primary consultant and our customer success manager. They are responsive and knowledgeable, and I am confident that I'm receiving good advice. Review collected by and hosted on G2.com. What do you dislike about Comply? The tool for monitoring employee trades isn't as effective as I'd like it to be, but I know that the equivalent tool on their ComplySci platform works much better. Review collected by and hosted on G2.com. What problems is Comply solving and how is that benefiting you? Making RIA compliance easy to administer and easy for employees to use. Review collected by and hosted on G2.com. Show More Current UserValidated ReviewerSource: Organic Review from Pop Up ![Verified User in Financial Services](/assets/icons/anonymous-avatar-purple-4ae1032bdb50ee5682003170c8184aee790d25958bd397abbd384ba52c596a7b.svg "Verified User in Financial Services") AF Verified User in Financial Services Mid-Market (51-1000 emp.) 1/16/2026 "Great Help Call Center, but Recent Profile Changes Make Account Access Harder" 3/5 What do you like best about Comply? The Help call center people. They are good Review collected by and hosted on G2.com. What do you dislike about Comply? Recent changes especially being unable to access accounts on User profiles/details. Now I must go to Data Records \> Accounts. Review collected by and hosted on G2.com. What problems is Comply solving and how is that benefiting you? Advisers Act Code of Ethics and compliance program reporting. Review collected by and hosted on G2.com. Show More Current UserValidated ReviewerIncentivizedSource: Seller invite ![Rachel J.](/assets/transparent-ad5be28fbcd25b7b08d2cebe1d957125437fb5407d75ee717965ad22c8808791.gif "Rachel J.") RJ Rachel J. Compliance Operations Admin Small-Business (50 or fewer emp.) 10/21/2025 "Compliance Operations Associate" 5/5 What do you like best about Comply? The MDE service has been very valuable for us, and the customer service team is always extremely helpful and knowledgeable whenever our team has any questions or concerns. Review collected by and hosted on G2.com. What do you dislike about Comply? So far, we have not encountered any drawbacks while using Comply. Review collected by and hosted on G2.com. What problems is Comply solving and how is that benefiting you? We monitor and review our employees' broker statements, comparing them against our restricted list to make sure that no one is engaging in insider trading. Review collected by and hosted on G2.com. Show More Validated ReviewerIncentivizedSource: Seller invite ![Verified User in Information Technology and Services](/assets/icons/anonymous-avatar-purple-4ae1032bdb50ee5682003170c8184aee790d25958bd397abbd384ba52c596a7b.svg "Verified User in Information Technology and Services") CI Verified User in Information Technology and Services Small-Business (50 or fewer emp.) 3/19/2026 "Easy to Use, Intuitive, and Fast" 4/5 What do you like best about Comply? Ease of use, intuitive, ease of implementation and client service Review collected by and hosted on G2.com. What do you dislike about Comply? Performance is sometimes slow, could use some additional features Review collected by and hosted on G2.com. What problems is Comply solving and how is that benefiting you? Being compliant with our industry regulations Review collected by and hosted on G2.com. Show More Our network of Icons are G2 members who are recognized for their outstanding contributions and commitment to helping others through their expertise.G2 IconValidated ReviewerIncentivizedSource: G2 invite ## Pricing Insights Averages based on real user reviews. ### Time to Implement 1 month ### Return on Investment 2 months [ View More Pricing Information ](https://www.g2.com/products/comply-comply/pricing) ##### ##### Comply Features Platform Additional Functionality Activity Dashboard [ View More Features ](https://www.g2.com/products/comply-comply/features) ##### Categories on G2 [Email Archiving](https://www.g2.com/categories/email-archiving)[Regulatory Change Management](https://www.g2.com/categories/regulatory-change-management)[Financial Services CRM](https://www.g2.com/categories/financial-services-crm) [Email Archiving](https://www.g2.com/categories/email-archiving)[Regulatory Change Management](https://www.g2.com/categories/regulatory-change-management)[Financial Services CRM](https://www.g2.com/categories/financial-services-crm)[Financial Risk Management](https://www.g2.com/categories/financial-risk-management) [Show MoreShow Less](javascript:void(0);) ##### Explore More [Which equity management systems track secondary sales and liquidity events for growth companies?](https://www.g2.com/discussions/which-equity-management-systems-track-secondary-sales-and-liquidity-events-for-growth-companies)[Best operational risk management software you've used](https://www.g2.com/discussions/what-s-the-best-operational-risk-management-software-you-ve-used-and-why)[Best relational database software for tech startups](https://www.g2.com/discussions/what-s-the-best-relational-database-software-for-tech-startups) [Contact center software with best reviews](https://www.g2.com/discussions/what-is-the-contact-center-software-with-the-best-reviews)[What features matter most in an inspection management platform for a team tracking inspection scores and findings across more than a dozen locations?](https://www.g2.com/discussions/what-features-matter-most-in-an-inspection-management-platform-for-a-team-tracking-inspection-scores-and-findings-across-more-than-a-dozen-locations)[Pros and Cons Details](https://www.g2.com/products/comply-comply/reviews?qs=pros-and-cons) [Show MoreShow Less](javascript:void(0);)