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Comply

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21 reviews
  • 1 profiles
  • 4 categories
Average star rating
4.0
Serving customers since
2003
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13
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2

Comply Reviews

Review Filters
Profile Name
Star Rating
13
3
3
0
2
Verified User in Financial Services
AF
Verified User in Financial Services
01/16/2026
Validated Reviewer
Verified Current User
Review source: Seller invite
Incentivized Review
Kevin C.
KC
Kevin C.
Operations Analyst at RTD Financial
01/13/2026
Validated Reviewer
Verified Current User
Review source: Seller invite
Incentivized Review

Comprehensive, User-Friendly Compliance Solution with Outstanding Support

Comply is a comprehensive compliance solution that has greatly enhanced our compliance program. Tools like the Annual Review Tool and Risk Assessment have made our processes more efficient and centralized everything we need. The Compliance calendar is especially useful, allowing us to track outstanding compliance tasks each day and better prioritize my workload. The software itself is user-friendly, and our employees regularly use it to submit compliance activities for review. Additionally, the customer support team is approachable and always ready to assist with filings and any other requirements.
Jennifer P.
JP
Jennifer P.
Analyst at DAI Management Consultants Inc
12/09/2025
Validated Reviewer
Verified Current User
Review source: Seller invite
Incentivized Review

Sweet option for small RIAs

Under COMPLY, we utilize RIA in a Box for all of our compliance needs. I feel comfortable knowing that the services will keep us SEC compliant throughout the year! The customer service they provide is awesome and a friendly, professional rep always replies to our service requests quickly.

About

Contact

HQ Location:
New York, US

Social

@ComplySci

What is Comply?

Comply is a service provider of compliance management and regulatory technology solutions for financial and professional services firms. The company offers advanced software tools designed to help firms manage their compliance obligations and mitigate risks associated with employee compliance, including personal trading, gifts and entertainment, and political contributions. Comply's platform is designed to streamline compliance processes, enhance regulatory adherence, and provide actionable insights to support informed decision-making. The company is focused on delivering innovative solutions tailored to the unique needs of its clients, enabling them to achieve operational excellence in a complex regulatory environment.

Details

Year Founded
2003