Affinisio(SDD) Reviews & Product Details

Affinisio(SDD) is a structured digital database for compliance with Regulation 3(5) of the SEBI (Prohibition of Insider Trading) Regulations, 2015. It is certified for compliance with the SEBI PIT regulations and records the nature of each piece of unpublished price sensitive information (UPSI) shared, who shared it and who received it, with time stamps and audit trails. Users log entries as sender, receiver or central point of contact, including group entries to several recipients, using UPSI descriptions set by the compliance officer. Every party is notified by email when an entry is logged. Information barriers and project-based deal teams limit who sees what. The compliance officer can close the trading window and notify designated persons from within the application, and can export reports ready for a SEBI inspection. Prime variants add information barriers for intermediaries, zero-touch email capture of UPSI communications, alerts for unrecognised senders or receivers, UPSI super-grouping, an optional approval workflow for entries made on behalf of others, bulk upload of historical data and post-facto PAN updates. As Regulation 3(5) requires, the database is never outsourced: Affinisio(SDD) runs on the organisation's own premises or in its own private cloud, and Affinisio never has access to the UPSI. Variants cover listed entities, intermediaries and fiduciaries, and mutual funds. Affinisio(SDD) is also a module of the Affinisio PIT Suite, which includes Affinisio(IDD) and Affinisio(ETT).