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Comply

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23 reviews
  • 1 profiles
  • 4 categories
Average star rating
4.1
Serving customers since
2003
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Profile Name

Star Rating

14
4
3
0
2

Comply Reviews

Review Filters
Profile Name
Star Rating
14
4
3
0
2
Verified User in Financial Services
UF
Verified User in Financial Services
08/04/2025
Validated Reviewer
Verified Current User
Review source: In-app

Easy to Navigate and Use

Easy to submit items for review and complete training.
Verified User in Financial Services
UF
Verified User in Financial Services
07/31/2025
Validated Reviewer
Verified Current User
Review source: In-app

Expensive for a small operation

Keeps track of deadlines for various functions with reminders
Verified User in Investment Management
UI
Verified User in Investment Management
07/17/2025
Validated Reviewer
Review source: Seller invite
Incentivized Review

Not entirely impressed

Using Comply/RIA in a box I was able to access template policy and procedure documents I might need for my business.

About

Contact

HQ Location:
New York, US

Social

@ComplySci

What is Comply?

Comply is a service provider of compliance management and regulatory technology solutions for financial and professional services firms. The company offers advanced software tools designed to help firms manage their compliance obligations and mitigate risks associated with employee compliance, including personal trading, gifts and entertainment, and political contributions. Comply's platform is designed to streamline compliance processes, enhance regulatory adherence, and provide actionable insights to support informed decision-making. The company is focused on delivering innovative solutions tailored to the unique needs of its clients, enabling them to achieve operational excellence in a complex regulatory environment.

Details

Year Founded
2003
Website
www.comply.com