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Comply

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23 reviews
  • 1 profiles
  • 4 categories
Average star rating
4.1
Serving customers since
2003
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14
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Comply Reviews

Review Filters
Profile Name
Star Rating
14
4
3
0
2
Verified User in Financial Services
AF
Verified User in Financial Services
08/26/2025
Validated Reviewer
Verified Current User
Review source: Seller invite
Incentivized Review

A great resource to monitor outside accounts of employees.

They are always available and have solutions in a very timely manner. Always courteous and resourceful. I monitor multiple Wall Street firms, and their system is the easiest and fastest for monitoring, notification of violations, and reviewing to comply with FINRA regulations. Receiving pre-approval requests daily and reviewing transactions weekly, Comply allows me to better utilize my time where needed. Implementation was well designed for getting up and running quickly and efficiently.
Verified User in Financial Services
AF
Verified User in Financial Services
08/21/2025
Validated Reviewer
Verified Current User
Review source: Organic

Review

Responsiveness, useful feature rollouts.
Verified User in Investment Management
AI
Verified User in Investment Management
08/19/2025
Validated Reviewer
Verified Current User
Review source: Organic Review from Pop Up

Solid team, solid platform

We use the MyRIACompliance platform and the higher service level with dedicated consultant hours. The platform is easy to set up and easy for employees to use. It has the tools that our team needs and COMPLY has added features during the time we've been clients. We've been very happy with both our primary consultant and our customer success manager. They are responsive and knowledgeable, and I am confident that I'm receiving good advice.

About

Contact

HQ Location:
New York, US

Social

@ComplySci

What is Comply?

Comply is a service provider of compliance management and regulatory technology solutions for financial and professional services firms. The company offers advanced software tools designed to help firms manage their compliance obligations and mitigate risks associated with employee compliance, including personal trading, gifts and entertainment, and political contributions. Comply's platform is designed to streamline compliance processes, enhance regulatory adherence, and provide actionable insights to support informed decision-making. The company is focused on delivering innovative solutions tailored to the unique needs of its clients, enabling them to achieve operational excellence in a complex regulatory environment.

Details

Year Founded
2003
Website
www.comply.com