G2

VI

Vern Bell - I.

Multi-Discipline Senior Financial Services Executive

Financial Services

Small-Business (50 or fewer emp.)

8/10/2017

"Essential software for small RIAs"

5/5

What do you like best about Smart RIA?

SmartRIA is easy to use, provides a secure repository for all my client data, and provides a wealth of compliance resources and reminders. Review collected by and hosted on G2.com.

What do you dislike about Smart RIA?

The software is new and there are still non-essential features that need to be added, like sort on file name. Review collected by and hosted on G2.com.

Recommendations to others considering Smart RIA:

Try it. You'll like it. Review collected by and hosted on G2.com.

What problems is Smart RIA solving and how is that benefiting you?

I maintain all my client, contractor, employee and other essential files in SmartRIA. I have used it to have my outside compliance consultant provide an document review. From this I have identified numerous changes to policy and procedures. Better that problems are identified and corrected now than when the State Securities Board decides to pay a visit. Review collected by and hosted on G2.com.