G2

Verified User in Financial Services

Mid-Market (51-1000 emp.)

5/24/2022

"Perfect for documenting all things compliance."

5/5

What do you like best about Orion Compliance?

The system makes it very easy to document all testing, send out required compliance forms, provide evidence of all compliance reviews/ training/ testing/ monitoring for exams/audits, and neatly packages everything together for easy exports. Review collected by and hosted on G2.com.

What do you dislike about Orion Compliance?

It can be pretty cumbersome to set up, and it can be difficult to learn how little settings will affect your overall tests and certifications. Sometimes users also have issues accessing things. Review collected by and hosted on G2.com.

Recommendations to others considering Orion Compliance:

Utilize their training and set up team as much as you can. The trading module is well worth it! Review collected by and hosted on G2.com.

What problems is Orion Compliance solving and how is that benefiting you?

It is great for having centralized documentation of your compliance program. It makes it very difficult to misplace things. It also takes a lot of time off from trade reviews since the system can automatically review them, and does automatic follow up when you are sending out things like certifications and training, so it cuts my monitoring and follow-up time way down. Review collected by and hosted on G2.com.