![John D.](/assets/transparent-ad5be28fbcd25b7b08d2cebe1d957125437fb5407d75ee717965ad22c8808791.gif "John D.")
JD

John D.

General Counsel and Chief Compliance Officer

Small-Business (50 or fewer emp.)

3/2/2026

"MyComplianceOffice use by a federally registered Investment Adviser"

4.5/5

What do you like best about MyComplianceOffice?

MyComplianceOffice lets us automate compliance questions and tasks, and we know that no employee (or employee transaction) will fall through the cracks. We use MyComplianceOffice on a daily basis, and it is very easy to use. MyComplianceOffice personnel are available to help us walk through any questions or issues. Review collected by and hosted on G2.com.

What do you dislike about MyComplianceOffice?

When we have made requests that are "out of the box" (i.e., requests that may not be typical in our industry), it can take MyComplianceOffice a while to process those particular requests. Review collected by and hosted on G2.com.

What problems is MyComplianceOffice solving and how is that benefiting you?

We are a federally registered investment company, and MyComplianceOffice lets us automate certain certifications that we are required to obtain from all our employees on a regular basis (quarterly or annually). MyComplianceOffice also provides a solution for us to monitor employees' personal securities accounts in a way that complies with our Code of Ethics. Review collected by and hosted on G2.com.

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Current UserValidated ReviewerIncentivizedSource: Seller invite

See what 66 reviewers think of MyComplianceOffice

4.2 out of 5 · Verified reviews from real users

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