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StarCompliance

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13 reviews
  • 1 profiles
  • 3 categories
Average star rating
4.3
Serving customers since
1999
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StarCompliance Reviews

Review Filters
Profile Name
Star Rating
9
3
0
0
1
Verified User in Financial Services
AF
Verified User in Financial Services
06/16/2026
Validated Reviewer
Review source: Seller invite
Incentivized Review

Easy to Use, Highly Configurable, and Backed by Knowledgeable Support

Easy to use and highly configurable. The support staff are knowledgeable and pleasant, and they seem genuinely committed to continuous improvement and to integrating new modules.
PM
Patricia M.
01/08/2025
Validated Reviewer
Review source: Organic

Lacks goodwill

This product filled an SEC compliance need.
Verified User in Information Technology and Services
AI
Verified User in Information Technology and Services
08/16/2022
Validated Reviewer
Review source: G2 invite
Incentivized Review

Best HR and Client Management Software

TrakEnterprise helps me to create better employee relationships. I can easily manage all my clients and complaints on one dashboard using this software.

About

Contact

HQ Location:
Rockville, US

Social

@StarCompliance

What is StarCompliance?

StarCompliance provides employee and firm compliance solutions that help enterprise financial institutions manage complex global regulatory requirements. StarCompliance Enterprise offers one solution for employee conflicts and incident management, individual accountability and training, US broker-dealer registration, and Control Room and MNPI oversight. Designed to reduce compliance risk and improve operational efficiency across both traditional and digital assets, StarCompliance is trusted by some of the world’s largest financial institutions.

Details

Year Founded
1999