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Smart RIA

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5 reviews
  • 1 profiles
  • 1 categories
Average star rating
4.8
Serving customers since
2011

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Smart RIA Reviews

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5
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Verified User in Financial Services
UF
Verified User in Financial Services
08/01/2017
Validated Reviewer
Review source: G2 invite on behalf of seller
Incentivized Review

Financial planner since 1977. LLC firm sole owner since 2006.

Smart RIA offers a process to keep the Compliance officer on track year to year.
Roger K.
RK
Roger K.
Business Owner and Financial Planner
08/01/2017
Validated Reviewer
Review source: G2 invite on behalf of seller
Incentivized Review

Smart-RIA

It has made our business very efficient. And we no longer have to worry about compliance...

About

Contact

HQ Location:
Knoxville, US

Social

@smartriaco

What is Smart RIA?

Smart RIA is a technology company specializing in compliance software solutions for the financial services industry. Their platform is designed to help investment advisory firms manage compliance tasks efficiently, reduce risk, and ensure adherence to regulatory requirements. Key features of Smart RIA's solutions include automated workflows, document management, risk assessments, and customizable reporting tools. Their software aims to streamline compliance processes, helping firms save time and resources while maintaining regulatory standards.

Details

Year Founded
2011