Leo

3 reviews

Leo optimises efficiency and turns your compliance framework into a strategic advantage. Built for regulated financial firms including asset managers, hedge funds, brokers, and investment firms, Leo is an end to end compliance infrastructure platform that replaces spreadsheets, shared folders, and fragmented manual processes with a single, auditable digital environment. Leo was created to reduce the day to day regulatory burden on compliance teams, freeing them to be more forward focused. Teams can enhance operational processes, anticipate new regulations, and hone strategic decisions. The platform centralises compliance monitoring, employee compliance, client due diligence, online training, and reporting, supported by configurable workflows, automated scheduling, registers, reminders, evidence management, and branded, regulator ready reporting. Compliance monitoring programmes are generated automatically, tracking tasks, evidence, approvals, deadlines, and remediation actions in one place. Employees access a secure portal to view policies, make attestations, request approvals, declare gifts, submit personal account dealing requests, reconcile broker accounts, and complete training. The Client Due Diligence module integrates identity verification, sanctions, PEP, and adverse media screening for faster, evidence rich onboarding. Leo is hosted on Microsoft Azure with multi factor authentication, SSO, permission based access, and encryption, alongside secure API integrations with identity and background checking providers. The platform includes Eva, a proprietary AI compliance assistant trained on UK, US, and EU regulations that provides cited guidance. With continuous regulatory content updates and configurable templates, Leo helps firms move from reactive record keeping to proactive, structured governance.